Design Of An ITS-Level Advanced Traffic Management System, A Human Factors Perspective

NHTSA · 1996 · ROSA P / United States. Joint Program Office for Intelligent Transportation Systems

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Summary

This report documents a user-centered, top-down system analysis conducted to define the design of an Intelligent Transportation System (ITS)-level Advanced Traffic Management System (ATMS) from a human factors perspective. The research was motivated by the rapid integration of advanced computer, information, and control technologies into traffic management centers (TMCs). While these technologies offer increased data collection and automation capabilities, they risk creating excessive operator workloads and system-induced errors if not designed with human capabilities and limitations in mind. The study aimed to establish system objectives, performance requirements, and functional definitions for an ideal ATMS, while also addressing the allocation of tasks between human operators and automated systems. The methodology employed a multi-step top-down system analysis. First, researchers interviewed "ITS visionaries" to define unconstrained operational capabilities and system objectives, resulting in five primary goals: maximizing roadway capacity, minimizing incident impact, assisting emergency services, regulating demand, and maintaining public confidence. Second, a functional definition was developed, identifying 113 specific ATMS functions required to meet these objectives. Third, a comparable systems analysis was conducted by visiting approximately two dozen operational control centers in North America and Europe to validate the idealized definitions against real-world constraints and document lessons learned. Fourth, a panel of engineers and human factors specialists performed function allocation, assigning each of the 113 functions to one of four operator roles: Direct Performer (manual), Manual Controller (human decision-maker with machine support), Supervisory Controller (machine decision-maker with human oversight), or Executive Controller (fully automated). Finally, an operator task analysis was conducted to specify performance requirements and workload implications. The results revealed that while automation is increasing, human operators remain critical for complex interpretations and decisions. Of the 113 functions analyzed, 40 were allocated solely to human operators (Direct Performer), typically involving communication with external agencies or planning. Only 29 functions were deemed suitable for full automation (Executive Controller), primarily involving sensing or transmitting pre-formatted messages. The remaining 44 functions required mixed human-machine effort, split between Manual Controller (28 functions) and Supervisory Controller (16 functions) roles. The analysis highlighted that partial automation does not necessarily reduce workload; for instance, one system requiring operators to approve 200 automated sign changes per hour resulted in unacceptably high workload. Furthermore, automated incident detection proved ineffective due to high false alarm rates, leading operators to rely on closed-circuit television despite the visual burden. The study concluded that human operators must retain authority over critical decisions and system overrides to handle unforeseen circumstances and automation failures. The significance of this work lies in its provision of a structured framework for designing ATMSs that balance automation with human oversight. By defining specific operator roles and task allocations, the report supports the development of human factors specifications for TMC configuration items. It emphasizes that successful ITS implementation requires designing systems that align with human capabilities, ensuring that automation enhances rather than hinders operator performance. The findings inform the ongoing development of TMC simulators and human factors handbooks, aiming to minimize error rates and maximize the efficiency of traffic management operations as ITS technology evolves.

Key finding

Of the 113 identified ATMS functions, 40 were allocated solely to human operators and 29 to full automation, with the remaining functions requiring mixed human-machine interaction.

Methodology

mixed_methods

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