Human Factors Evaluation of Level 2 and Level 3 Automated Driving Concepts: Concepts of Operation

Marinik, Andrew; Bishop, Richard; Fitchett, Vikki; Morgan, Justin F.; Trimble, Tammy E.; Blanco, Myra · 2014 · ROSA P / United States. Department of Transportation. National Highway Traffic Safety Administration

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Summary

This report establishes a functional framework and operational definitions for Level 2 (L2) and Level 3 (L3) automated driving systems to guide subsequent human factors research. Sponsored by the National Highway Traffic Safety Administration (NHTSA) and conducted by the Virginia Tech Transportation Institute, the study addresses the need for a standardized understanding of automation levels as the industry moves toward near- to mid-term production-intent systems. The primary motivation is to define the broad functional domain of operations for these vehicles, allowing researchers to identify high-impact topics and develop representative scenarios for experimental evaluation. The methodology involves defining the operator-vehicle interaction (OVI) system through a hierarchical taxonomy comprising the operator, vehicle, and environment subsystems. The authors utilize the NHTSA taxonomy to distinguish automation levels: L2 involves combined function automation where the driver must remain ready to take control on short notice, while L3 allows the driver to cede full control under specific conditions with sufficient transition time. The report catalogs various system prototypes under active development, such as Traffic Jam Assist, Highway-Speed Automation, and Automated Valet Parking. It further analyzes modes of operation, focusing on the transitions between manual and automated control, shared authority, communication feedback loops, and the management of trust and misuse. Key findings include the operational distinction that L2 systems require continuous driver supervision and immediate readiness to intervene, whereas L3 systems are designed to monitor conditions and provide adequate warning before requesting driver re-engagement. The report identifies specific automation-relevant parameters with high industry activity, down-selecting them to form concepts for human-machine interface evaluation. It also outlines potential risks, such as misuse and trust issues, alongside benefits like improved safety. The analysis highlights that L2 and L3 systems shift the operator’s role from direct operation to system management, necessitating clear definitions of engagement and disengagement processes, notification cues, and terminal states. The significance of this work lies in its provision of a baseline operational definition for stakeholders, ensuring a common language for future research and development. By establishing these concepts of operation, the report enables the identification of critical research questions regarding human-automation interaction. It supports the development of operational scenarios that depict likely first-generation L2 and L3 vehicle behaviors, thereby facilitating targeted experimental studies on human factors, safety impacts, and organizational implications. This framework is essential for assessing the functional requirements and potential societal impacts of emerging automated vehicle technologies.

Key finding

The report establishes a standardized operational definition and taxonomy for Level 2 and Level 3 automated vehicles to guide future human factors research and system design.

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